Question

Which of these are duties of the SEC? CHECK ALL THAT APPLY!

1) overseeing the actions of brokers and financial advisers
2) protecting businesses from consumer corruption
3) ensuring the security and fairness of mutual funds and exchanges
4) bringing suits against businesses that are not following securities laws
5) regulating prices to ensure fair competition

Answer 1

The U.S. Securities and Exchange Commission (SEC) is a independent organization tied to the government of the United States of America. The SEC holds essential duty regarding authorizing the government securities laws, proposing securities guidelines, and directing the securities business, the country's stock and alternatives trades, and different exercises and associations, including the electronic securities advertises in the United States.

The answers that fit better the duties of the SEC are:

1) overseeing the actions of brokers and financial advisers

3) ensuring the security and fairness of mutual funds and exchanges

4) bringing suits against businesses that are not following securities laws

Answer 2

duties of the SEC;

• overseeing the actions of brokers and financial advisers.

• ensuring the security and fairness of mutual funds and exchanges.

• bringing suits against businesses that are not following securities laws.

What is security and exchange commission all about?

Security and exchange commission  can be regarded as the a body that regulate the activities of capital markets.

They bringing suits against businesses that are not following securities laws

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