Please Help! Choose one of the regulatory agencies for the financial markets and research its functions. Find examples of its regulatory activities and write a one-page report (about 500 words) on how the agency regulates and enforces the protection of the financial markets.

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stu119663 stu119663

20-05-2022
Social Studies

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Please Help! Choose one of the regulatory agencies for the financial markets and research its functions. Find examples of its regulatory activities and write a one-page report (about 500 words) on how the agency regulates and enforces the protection of the financial markets.

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suchetasVT suchetasVT · Answer 1 · 2022-05-26T10:59:56+02:00

The Securities and Exchange Commission(SEC) acts independently of the U.S. authorities and was turned into mount through the Securities Exchange Act of 1934.

What is Securities and Exchange Commission?

The U.S. Securities and Exchange Commission (SEC) is an impartial federal authorities regulatory organization accountable for shielding investors, keeping truthful and orderly functioning of the securities markets, and facilitating capital formation.

The U.S. Securities and Exchange Commission is an impartial organization of the USA federal authorities, created withinside the aftermath of the Wall Street Crash of 1929.

The number one cause of the SEC is to implement the regulation in opposition to marketplace manipulation.

Learn more about Securities and Exchange Commission here:

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