Question

Seven Essential Elements of An Effective Compliance Program include:

A-Establishing Compliance Standards of Conduct and Procedures
B-Overall Compliance Program Oversight
C-Due Care in Delegation of Authority
D-Monitoring and Auditing Systems
E-All of the Above

Answer 1

Answer:

E-All of the Above

Explanation:

Compliance Program refers to a set of instructions or procedures to be followed during a compliance audit or investigation to determine organisational rules are followed. The options highlihted all belong to the class of essential elements required for an effective compliance program.